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COMMISSION DIRECTIVE: BROKER CUSTOMER REGISTERS

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Customer data for July 1, 2022 through December 31, 2022 is due by January 30, 2023. • All Broker Customer Register submissions, or notifications of a claimed exemption, must be submitted through the BIC Online Portal.

Agency
Subject
Report type
  • Directives
Date published
  • 2022-12-28
Language
Calendar year
  • 2022
Required Report Name
  • Not Required

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